Welcome to MCM Compliance Consultants, a leading UK Compliance Consultancy with over two decades of unrivalled expertise in the investment sector. Our proven track record of guiding financial institutions through the labyrinth of regulatory frameworks, paired with our commitment to delivering optimal compliance solutions, sets us apart as a trusted partner in this dynamic industry.
With 20+ years of experience in shaping regulatory compliance strategies, we have a deep understanding of the complexities that come with operating in the investment sector. Our team of London based experts are adept at tackling both the challenges and opportunities that arise from the evolving regulatory landscape in the UK and beyond.
Compliance for all
Whether you’re a startup looking to launch your first fund, a mature institution seeking to navigate new regulations, or simply require an audit of your current compliance procedures, we offer comprehensive services tailored to your unique needs.
At MCM Compliance Consultants, we pride ourselves on staying ahead of the regulatory curve, offering insightful advice, effective risk management solutions, and hands-on support to ensure our clients can focus on their core business operations with peace of mind. Our goal is to build enduring partnerships that uphold the highest levels of regulatory compliance while fostering sustainable growth.
Explore our broad spectrum of services and discover how MCM Compliance Consultants can help your business stay ahead in a highly regulated world. As a beacon of excellence in UK compliance consultancy, we’re here to guide you on your journey to regulatory compliance, providing clarity in the face of complexity.
Up to date financial services compliance is key—that’s why when it comes to client selection, MCM Compliance Consultants are choosy. We want to give each of you the time and guidance you deserve to navigate the regulatory maze.
Call us on 0800 009 6947
Compliance Consultancy FAQs
Why does my investment business need to be compliant with UK regulations?
Legal action: You could face legal action by the Financial Conduct Authority (FCA) or other regulatory bodies. This could result in fines, penalties, and other sanctions. In some cases, the FCA may take legal action to shut down your business.
Reputation damage: Non-compliance can damage your business’s reputation, which can be difficult to recover from. This could result in a loss of clients, partners, and investors.
Financial losses: Non-compliance can lead to financial losses. You may have to pay fines, legal fees, and other costs associated with regulatory action. Additionally, if your business is shut down, you could lose all the money you have invested in it.
Personal liability: If you are the owner or director of the business, you could be personally liable for any non-compliance. This means that your personal assets could be at risk.
Difficulty obtaining funding: Non-compliance can make it difficult to obtain funding from banks, investors, and other sources. This can limit your business’s growth potential and make it more difficult to compete in the market.
Overall, it is crucial to ensure that your investment business is compliant with all relevant regulations to avoid these and other potential consequences.
What specific compliance regulations and requirements apply to my investment business?
What experience do we have working with investment businesses?
How do you keep up with changes in regulations?
How do you work with clients to develop compliance programs?
How do we ensure that your business stays compliant over time?
Compliance is an ongoing process, so it is important to work with a consultant who can provide ongoing support and advice to help you stay compliant, we do this by providing compliance updates well in advance of any change announced by the FCA on regulatory changes that can affect your business
What is your fee structure?
MCMs ongoing compliance support packages start at £250+VAT per month, which includes an initial systems & controls audit and 2 hours of support. The packages increase in cost with each additional hour of support.